Transcatheter interventions for functional mitral regurgitation

Transcatheter interventions for functional mitral regurgitation

William Z. Chancellor, Sarah A. Schubert, Gorav Ailawadi

Division of Thoracic and Cardiovascular Surgery, Department of Surgery, University of Virginia, Charlottesville, VA, USA

Correspondence to: Gorav Ailawadi, MD. Chief, Cardiothoracic Surgery, Department of Surgery, University of Virginia, PO Box 800679, Charlottesville, VA 22903, USA. Email:

Mitral regurgitation is considered the most prevalent valve disease in the United States and its incidence is increasing due to the aging population. Surgical mitral valve repair and replacement are effective at reducing regurgitation due to ischemia, but many patients with secondary mitral regurgitation do not undergo surgery because they are too high risk. Transcatheter devices that mimic surgical techniques are rapidly being developed to reduce the risks traditionally associated with surgical mitral valve repair and replacement. Despite the challenges posed by complex anatomy and multiple etiologies of mitral valve pathology, early results of transcatheter mitral repair and replacement indicate that they have the potential to increase the number of patients with secondary MR who are candidates for intervention.

Keywords: Mitral regurgitation; secondary mitral regurgitation; mitral valve repair; mitral valve replacement; transcatheter mitral valve intervention

Submitted Jul 20, 2018. Accepted for publication Aug 24, 2018.

doi: 10.21037/acs.2018.09.01


Mitral regurgitation (MR) is considered the most prevalent valve disease in the United States, affecting approximately 10% of the population older than 75 years old (1). While there are several etiologies of mitral valve disease, the most common is secondary, or functional MR (FMR), which is often caused by ischemic changes of the left ventricle (LV). Untreated MR is associated with life limiting symptoms of heart failure, increased hospitalizations and increased mortality (2-4). Therefore, current guidelines state that it is reasonable to consider surgery for severe FMR with symptoms or signs of LV dysfunction (i.e., ejection fraction less than 60% or end-systolic diameter greater than 40 mm) (5). However, there is evidence that many patients who meet these criteria are not offered surgery because they are not referred or are considered too high risk (6). A recent community-based study from the Mayo Clinic in Rochester, MN reaffirms this lifelong undertreatment, which highlights the limitations of current options for the treatment of FMR (7). Given the increasing prevalence of secondary MR in the aging US population and a growing appreciation for its deleterious effects, the door is wide open for innovative therapies. Surgery will remain the gold standard for primary and secondary MR in appropriate patients for the foreseeable future, but device manufacturers are clamoring to complete feasibility studies for transcatheter devices and to begin enrolling randomized trials to treat patients who are not surgical candidates.

Catalyzed by the enormous success of transcatheter aortic valve replacement (TAVR), there are dozens of devices and interventions seeking approval for the treatment of MR. However, their path has not been straightforward because the etiology and presentation of MR is not as homogenous as aortic stenosis. From an anatomic stand-point, the mitral valve has a larger, less rigid annulus than the aortic valve, is more dynamic during the cardiac cycle and is more intimately associated with other structures, including the left circumflex coronary artery and left ventricular outflow tract (8). Fortunately, there are multiple treatment modalities being developed for transcatheter mitral valve repair (TMVr) and replacement (TMVR) with each of these challenges in mind. Given the variety of unique devices currently under development, a major issue going forward will be matching the best therapy, or combination of therapies, for each MR etiology, stage and for each patient’s unique anatomy.


At present, the only FDA-approved transcatheter device for the treatment of MR is MitraClip (Abbott Vascular). MitraClip is delivered transseptally and secures the anterior and posterior mitral leaflets together creating a double-orifice valve with reduced surface area, thus reducing regurgitation. Its design is based on the surgical “edge-to-edge repair”, as described by Dr. Ottavio Alfieri, that is often used in conjunction with mitral annuloplasty to treat a variety of MR-causing lesions (9).

Based on the results of the EVEREST II trial, MitraClip was approved by the FDA in 2013 for use in patients with severe, symptomatic and degenerative MR thought to be at prohibitive risk for surgery (10). It had previously received CE mark approval in Europe in 2008, where it is also used for treatment of functional MR. Now, with more than 50,000 patients treated worldwide, MitraClip has cemented its place as a safe, reliable option that provides symptomatic improvement for patients who are not surgical candidates (11,12). However, questions remain about its efficacy in patients with functional MR. Early, non-randomized studies that focused on high surgical risk patients demonstrated that MitraClip reduces regurgitation and improves New York Heart Association (NYHA) class in this patient population (13). A recent analysis of the STS/ACC TVT registry, designed to show the real-world, commercial results of MitraClip use, confirmed excellent procedural success rates and improved function, but demonstrated 49% cumulative incidence of death or repeat hospitalization for heart failure at 12 months in patients with FMR (14). At present, the structural heart community is eagerly awaiting results of the COAPT trial, which compares MitraClip to medical therapy alone for patients with clinically significant FMR ( Unique identifier: NCT01626079). The results, which are expected late in 2018, will help determine if reducing the severity of FMR improves prognosis in patients already receiving optimal medical therapy (15).

MitraClip opened the door for the treatment of severe MR in high surgical risk patients, but elements of its design limit it to patients with a narrow range of anatomic lesions. These limitations were associated with lower technical success rates and increased reintervention in early studies (16,17). A recent redesign, MitraClip NT, allows for deeper insertion on valve leaflets, better grasping and easier retraction and regrasping. Taking a similar approach to mitral repair, Pascal (Edwards Life Sciences) is a transvenous, transseptal device that boasts a central spacer and wider, longer paddles that can be independently secured to the anterior and posterior valve leaflets (18) (Figure 1). Early experience with the device suggests that these features make it a better option for complex lesions, such as severe flail, pathology due to wide prolapse, or short posterior leaflets. Last year, Praz et al. reported outcomes of 23 compassionate use cases of severe MR (>3+) in which technical procedural success was 96% and device success was 78% at 30 days (16). Their limited experience suggests we can expect Pascal will further expand the number of high-risk patients who are candidates for mitral valve repair to include those with complex leaflet pathology. Feasibility studies to determine the long-term safety and efficacy of Pascal are underway ( Unique identifier: NCT03170349).

Figure 1 Percutaneous devices that achieve “edge-to-edge” mitral valve repair. (A) MitraClip (Abbott Vascular); (B) Pascal (Edwards Lifesciences).

In terms of surgical repair, undersized annuloplasty is a mainstay for the treatment of FMR with a dilated mitral annulus. By decreasing the septal lateral length, annuloplasty increases coaptation of the mitral valve leaflets, thus reducing regurgitation (19). Currently, there are several devices under investigation that are seeking to replicate the technique of surgical annuloplasty through a percutaneous approach. Detailing the specifications and stage of development for every device is beyond the scope of this brief review. Instead, we hope to provide an overview of various techniques along with notable examples that are currently being studied (Figure 2).

Figure 2 Transcatheter mitral annuloplasty devices. (A) Carillon (Cardiac Dimensions); (B) Mitralign (Mitralign Inc.); (C) Cardioband (Edwards Lifesciences).

Approaches to transcatheter mitral annuloplasty include direct methods that mirror surgical repair and novel, indirect methods. One particularly innovative technique is exemplified by the Carillon Mitral Contour System (Cardiac Dimensions), which consists of a fixed length, double anchor, nitinol device designed to be positioned within the coronary sinus (20). The benefit of utilizing the coronary sinus is that it is directly accessible from the femoral or jugular veins, which avoids a transseptal puncture. Results of the AMADEUS and TITAN trials demonstrated a significant reduction in functional MR grade and improved performance status in treated patients (21-23). As a result, Carillon is now CE mark approved and it is commercially available in some European countries. The randomized REDUCE FMR trial, which was designed to evaluate the effect of Carillon versus medical therapy alone in patients with suitable coronary sinus anatomy finished enrolling in January 2018 and results are expected later this year ( Unique identifier: NCT02325830). The trial hopes to address lingering concerns regarding suitable anatomy for a coronary sinus-based device that include difficulty accessing the coronary sinus, atrial displacement of the device and potential compression of the left circumflex artery (24).

Direct annuloplasty techniques can be further divided based on their mechanism of annular reduction. For example, Mitralign (Mitralign Inc.) achieves annuloplasty through tissue plication using transannular pledgets at P1 and P3 that are cinched together and held in place with a stainless-steel locking device. An advantage of this technique is that it reduces annular dimension without eliminating the potential for future interventions (25). In an early feasibility study of 71 patients with FMR, the Mitralign device could not be deployed in 21 patients (29.6%) due to anatomical or procedural challenges and was associated with MR reduction in just 50% of patients at 6 months. However, despite higher than expected persistent MR, patients exhibited beneficial left ventricular remodeling and symptom improvement (26).

Finally, the percutaneous devices that most closely resemble surgical repair techniques are direct annuloplasty devices like the Edwards Cardioband (Edwards Lifesciences). Cardioband is an incomplete, adjustable Dacron band delivered transseptally and implanted into the posterior annulus with stainless-steel anchors (27). It was approved for the treatment of FMR in Europe in 2015 and results of the European CE mark trial at 12 months were recently reported. The device was successfully inserted in 58 of 60 (97%) high risk for surgery patients and MR was <2+ at 1 year in 95% of the patients who underwent follow-up transthoracic echocardiography. A randomized trial comparing Cardioband to guideline directed medical therapy is currently underway ( Unique identifier: NCT03016975) (28,29).

While most transcatheter therapies for functional MR are seeking to replicate surgical techniques, there are devices at various stages of development that address the issue of ventricular remodeling instead of focusing on the mitral valve apparatus. Accucinch (Ancora Heart Inc.), which is technically considered a direct annuloplasty device, was designed to correct and prevent left ventricular dilation in FMR. It is a retrograde system delivered via the femoral artery that is composed of 12–16 anchors, a cinch cable, spacers and a nitinol lock. The anchors attach to the ventricular free wall below the mitral annulus and leave the mitral apparatus untouched (30). Early data is limited, as safety and feasibility trials are ongoing ( Unique identifier: NCT02153892), but the developer claims the device decreases MR and induces left ventricular remodeling (31).


Mitral valve repair has long been the preferred surgical option for the treatment of regurgitation in appropriately selected patients. However, recent randomized evidence suggests mitral valve replacement is associated with decreased recurrence in the majority of patients with severe functional MR (32). These findings were published as the field of transcatheter mitral valve intervention began to gain momentum and they will likely be instrumental in its future. Similar to percutaneous repair, there are several transcatheter mitral valve replacement systems being developed simultaneously (Figure 3). Most are undergoing preclinical evaluation, but a few have moved into early feasibility studies. If these devices can mitigate the increased operative risk associated with surgical valve replacement while still offering freedom from MR recurrence, they may well become the preferred percutaneous option (33). However, the field is still in its infancy and there are many hurdles to overcome. Importantly, the mitral annulus is not nearly as rigid as a calcified aortic valve and is dynamic throughout the cardiac cycle, which makes anchoring and sealing a prosthesis difficult, especially since the valve will be exposed to LV pressures.

Figure 3 Transcatheter mitral valve replacement systems. (A) Tiara (Neovasc Inc.); (B) Tendyne (Abbott Vascular); (C) Caisson (LivaNova); (D) Intrepid (Medtronic); (E) CardiAQ (Edwards Lifesciences).

The CardiAQ transcatheter mitral valve (Edwards Lifesciences) was the first transcatheter mitral valve implanted in a human (34). Like most of the current devices, it is composed of a self-expanding nitinol frame, but unlike most of the others it can be delivered transapically or transseptally. The CardiAQ valve is held in place by 12 atrial and 12 ventricular anchors and features a trileaflet design made of porcine pericardium (35). To date, implantation has reportedly been attempted for compassionate use in 13 patients with 92% technical success (36). Early feasibility trials are ongoing and a pilot study is planned but not currently enrolling ( Unique identifiers: NCT02718001 and NCT2722551). Other devices that are enrolling early feasibility studies include the Caisson (LivaNova) and Tiara (Neovasc Inc.) mitral valve replacement systems ( Unique identifiers: NCT02276547 and NCT02768402). Both valves are composed of trileaflet prostheses set in D-shaped, self-expanding nitinol structures that are anchored above and below the mitral annulus (36,37). The D-shaped outer stent more closely approximates the native valve to allow improved anchoring and sealing. Like the CardiAQ valve, the Caisson valve has the advantage of being delivered transseptally.

Two TMVR systems, the Tendyne Mitral Valve System (Abbott Vascular) and the Intrepid TMVR system (Medtronic), have recently published promising early data. The Tendyne is a D-shaped, trileaflet prosthesis set in a self-expanding nitinol frame with a poly-terephthalate cuff for sealing above the annulus. Its most notable feature is an epicardial polyethylene tether designed to help it withstand ventricular pressures (38). Results of the Tendyne Global Feasibility Study were reported in 2017. Implantation was attempted in 30 patients with 93% procedural success. The patients were high risk for surgery with an average Society of Thoracic Surgeons Predicted Risk of Mortality (STS PROM) of 7.3 and nearly all (93%) had 4+ MR at baseline. Mortality at 1 year was 16% and 21 of 22 patients available for follow up reported no symptoms (39).

Results of the Intrepid TMVR system (Medtronic) Global Pilot Study results were also presented in late 2017. The study enrolled 50 patients and the procedural success rate was 96%. Mortality at 30 days was 14%, including 3 deaths attributable to apical access site bleeding and 1 death due to valve malposition. Median follow-up was 173 days and patients exhibited mild or no MR and significant improvements in symptoms and NYHA classification (40). While the functional results are certainly impressive, the Intrepid experience neatly sums up the current state of transcatheter mitral valve replacement: amazing potential to treat a difficult problem but with a few hurdles to overcome. Most notably, to improve its safety profile, TMVR will have to be done transseptally. The CardiAQ and Caisson devices have already demonstrated feasibility in this regard and others should follow suit. Besides the obvious operative risks of transapical deployment seen in the Intrepid trial, there is evidence that this approach may be detrimental for TAVR patients and it is likely more so in patients with existing LV dysfunction (41-43). Finally, strict anatomic criteria, such as having a sufficiently long left ventricular outflow tract to avoid high outflow gradients, may limit eligibility.


Overall, it is clear that the die has been cast and transcatheter mitral valve interventions will continue to improve and will increase the number of patients who are candidates for repair and replacement. However, the overwhelming number percutaneous options and limitations on anatomy means that it may take several years to enroll enough patients to draw meaningful conclusions from current and future studies. It also means that there is still plenty of room for all members of the structural heart team to embrace and become facile with these innovative therapies.


Funding: This work was supported by the National Heart, Lung, and Blood Institute (grant T32 HL007849).


Conflicts of Interest: Dr. Ailawadi is a consultant for Abbott, Edwards, Medtronic, and Cephea. The other authors have no conflicts of interest to declare.


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Cite this article as: Chancellor WZ, Schubert SA, Ailawadi G. Transcatheter interventions for functional mitral regurgitation. Ann Cardiothorac Surg 2018;7(6):764-770. doi: 10.21037/acs.2018.09.01

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